Rousseau and Romanticism, Chapter I (Part 3)
I am happy to present the third post of Chapter I of Irving Babbitt’s great work Rousseau and Romanticism (first published in 1919), in which the reader is introduced to perhaps the most thoroughgoing critique of romanticism as a literary school ever penned. Babbitt (1865-1933) was a cultural and literary critic, serving as Professor of French Literature at Harvard. He and his friend Paul Elmer More (of Princeton) became the founders of the conservative literary movement known as the New Humanism. Babbitt was a pioneer in the study of comparative literature; his writing, as you will see, is notable for its clarity and perspicacity.
THE TERMS CLASSIC AND ROMANTIC (PART 3)
Because the classicism against which romanticism rebelled was inadequate it does not follow that every type of classicism suffers from a similar inadequacy.The great movement away from imaginative unrestraint towards regularity and good sense took place in the main under French auspices. In general the French have been the chief exponents of the classic spirit in modern times. They themselves feel this so strongly that a certain group in France has of late years inclined to use interchangeably the words classicist and nationalist. But this is a grave confusion, for if the classic spirit is anything at all it is in its essence not local and national, but universal and human. To be sure, any particular manifestation of classicism will of necessity contain elements that are less universal, elements that reflect merely a certain person or persons, or a certain age and country. This is a truth that we scarcely need to have preached to us; for with the growth of the historical method we have come to fix our attention almost exclusively on these local and relative elements. The complete critic will accept the historical method but be on his guard against its excess. He will see an element in man that is set above the local and the relative; he will learn to detect this abiding element through all the flux of circumstance; in Platonic language, he will perceive the One in the Many.
Formerly, it must be admitted, critics were not historical enough. They took to be of the essence of classicism what was merely its local coloring, especially the coloring it received from the French of the seventeenth century. If we wish to distinguish between essence and accident in the classic spirit we must get behind the French of the seventeenth century, behind the Italians of the sixteenth century who laid the foundations of neo-classical theory, behind the Romans who were the immediate models of most neo-classicists, to the source of classicism in Greece. Even in Greece the classic spirit is very much implicated in the local and the relative, yet in the life of no other people perhaps does what is universal in man shine forth more clearly from what is only local and relative. We still need, therefore, to return to Greece, not merely for the best practice, but for the best theory of classicism; for this is still found in spite of all its obscurities and incompleteness in the Poetics of Aristotle. If we have recourse to this treatise, however, it must be on condition that we do not, like the critics of the Renaissance, deal with it in an abstract and dogmatic way (the form of the treatise it must be confessed gave them no slight encouragement), but in a spirit akin to Aristotle’s own as revealed in the total body of his writings—a spirit that is at its best positive and experimental.
Aristotle not only deals positively and experimentally with the natural order and with man so far as he is a part of this order, but he deals in a similar fashion with a side of man that the modern positivist often overlooks. Like all the great Greeks Aristotle recognizes that man is the creature of two laws: he has an ordinary or natural self of impulse and desire and a human self that is known practically as a power of control over impulse and desire. If man is to become human he must not let impulse and desire run wild, but must oppose to everything excessive in his ordinary self, whether in thought or deed or emotion, the law of measure. This insistence on restraint and proportion is rightly taken to be of the essence not merely of the Greek spirit but of the classical spirit in general. The norm or standard that is to set bounds to the ordinary self is got at by different types of classicists in different ways and described variously: for example, as the human law or the better self, or reason (a word to be discussed more fully later), or nature. Thus when Boileau says, “Let nature be your only study,” he does not mean outer nature, nor again the nature of this or that individual, but representative human nature. Having decided what is normal either for man or some particular class of men the classicist takes this normal “nature’’ for his model and proceeds to imitate it. Whatever accords with the model he has thus set up he pronounces natural or probable, whatever on the other hand departs too far from what he concludes to be the normal type or the normal sequence of cause and effect he holds to be “improbable” and unnatural or even, if it attains an extreme of abnormality, “monstrous.” Whatever in conduct or character is duly restrained and proportionate with reference to the model is said to observe decorum. Probability and decorum are identical in some of their aspects and closely related in all. (1) To recapitulate, a general nature, a core of normal experience, is affirmed by all classicists. From this central affirmation derives the doctrine of imitation, and from imitation in turn the doctrines of probability and decorum.
But though all classicists are alike in insisting on nature, imitation, probability and decorum, they differ widely, as I have already intimated, in what they understand by these terms. Let us consider first understand what Aristotle and the Greeks understand by them. The first point to observe is that according to Aristotle one is to get his general nature not on authority or second hand, but is to disengage it directly for himself from the jumble of particulars that he has before his eyes. He is not, says Aristotle, to imitate things as they are, but as they ought to be. Thus conceived imitation is a creative act. Through all the welter of the actual one penetrates to the real and so succeeds without ceasing to be individual in suggesting the universal. Poetry that is imitative in this sense is, according to Aristotle, more “serious” and “philosophical” than history. History deals merely with what has happened, whereas poetry deals with what may happen according to probability or necessity. Poetry, that is, does not portray life literally but extricates the deeper or ideal truth from the flux of circumstance. One may add with Sydney that if poetry is thus superior to history in being more serious and philosophical it resembles history and is superior to philosophy in being concrete.
The One that the great poet or artist perceives in the Many and that gives to his work its high seriousness is not a fixed absolute. In general the model that the highly serious man (𝜊 𝜎𝜋𝜊𝜐𝛿𝛼𝜄𝜊𝜍) imitates and that keeps his ordinary self within the bounds of decorum is not to be taken as anything finite, as anything that can be formulated once for all. This point is important for on it hinges every right distinction not merely between the classic and the romantic, but between the classic and the pseudo-classic. Romanticism has claimed for itself a monopoly of imagination and infinitude, but on closer examination, as I hope to show later, this claim, at least so far as genuine classicism is concerned, will be found to be quite unjustified. For the present it is enough to say that true classicism does not rest on the observance of rules or the imitation of models but on an immediate insight into the universal. Aristotle is especially admirable in the account he gives of this insight and of the way it may manifest itself in art and literature. One may be rightly imitative, he says, and so have access to a superior truth and give others access to it only by being a master of illusion. Though the great poet “breathes immortal air,” though he sees behind the shows of sense a world of more abiding relationships, he can convey his vision not directly but only imaginatively. Aristotle, one should observe, does not establish any hard and fast opposition between judgment and imagination, an opposition that pervades not only the neo-classical movement but also the romantic revolt from it. He simply affirms a supersensuous order which one can perceive only with the help of fiction The best art, says Goethe in the true spirit of Aristotle, gives us the ‘‘illusion of a higher reality.’’ This has the advantage of being experimental. It is merely a statement of what one feels in the presence of a great painting, let us say, or in reading a great poem.
(1) The French Academy discriminates in its Sentiments sur le Cid between two types of probability, “ordinary” and “extraordinary.” Probability in general is more especially reserved for action. In the domain of action “ordinary” probability and decorum run very close together. It is, for example, both indecorous and improbable that Chimène in the Cid should marry her father’s murderer.